Compliance disclosure
Form ADV Part 2B — Brochure Supplement
Background of each Investment Adviser Representative (IAR) providing advice to clients.
Placeholder. Per-IAR supplements will be added once Vega Wealth onboards licensed Investment Adviser Representatives. Each IAR's supplement covers education, business experience, disciplinary history, other business activities, and additional compensation per SEC Rule 204-3.
What this disclosure contains (once filed)
For each IAR who provides advice to you, this Supplement will disclose:
- Education and business experience over the prior 5 years
- Any disciplinary events (legal or regulatory)
- Other business activities (outside the firm)
- Additional compensation arrangements
- How the IAR is supervised
See ADV Part 2A for the firm-level Brochure.