Form CRS
Customer Relationship Summary
The two-page summary required by SEC Form CRS. Plain English. Designed to fit on two pages when printed.
Placeholder. The live Form CRS is published upon RIA registration. The structure below mirrors the required headings.
Item 1 — Introduction
Vega Wealth LLC is an investment adviser registered with [SEC / state]. Brokerage and investment advisory services and fees differ, and it is important to understand the differences. Free and simple tools to research firms and financial professionals are available at Investor.gov/CRS.
Item 2 — Relationships and Services
What investment services and advice can you provide me? We offer investment advisory services to retail investors, including discretionary management of investment accounts and financial planning. We monitor client accounts on an ongoing basis as part of our standard service. Our minimum account size is none.
Item 3 — Fees, Costs, Conflicts, and Standard of Conduct
What fees will I pay? We charge a flat monthly subscription plus a tiered asset-based fee above a threshold. Specific schedule disclosed in your advisory agreement.
How do your financial professionals make money? Our advisers are salaried. They do not receive commissions or transaction-based compensation.
Do you or your financial professionals have legal or disciplinary history? No. Visit Investor.gov/CRS for a free tool to research us and our financial professionals.
Item 4 — Additional Information
For additional information about our services, see our Form ADV Part 2A. To request a copy of this Form CRS or up-to-date information, contact us at hello@vega.tax.